Evidence map›Paper›PMID 39911293›Full record

ArticleJournal of the American Statistical Association2024

Model-robust and efficient covariate adjustment for cluster-randomized experiments.

Bingkai Wang, Chan Park, Dylan S Small, Fan Li

Abstract read
In one paragraph

Article in Journal of the American Statistical Association, 2024. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Cited by 15 papers.

0numbers the graph read from it
0cells of the map it votes in
15citing papers in PubMed
–field-weighted citation impact
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

15 citing papers in PubMed.

  1. Article
  2. Article
  3. Principal stratification with U-statistics under principal ignorability.Journal of the Royal Statistical Society. Series B, Statistical methodology · 2026
    Article
  4. Article
  5. Use of estimands in cluster randomised trials: A review.Clinical trials (London, England) · 2026
    Review
  6. Article
  7. On the mixed-model analysis of covariance in cluster-randomized trials.Statistical science : a review journal of the Institute of Mathematical Statistics · 2026
    Article
  8. Article
  9. Article
  10. Article
  11. Article
  12. Article
  13. Article
  14. Article
  15. Demystifying estimands in cluster-randomised trials.Statistical methods in medical research · 2024
    Article
4 · The record

Corrections and comments

PubMed lists nothing against this paper. Absence here is not a guarantee, only a check that was made.

5 · Who and what money

Authors and funding

4 authors.

Bingkai WangThe Statistics and Data Science Department of the Wharton School, University of Pennsylvania, Philadelphia, PA, USA.
Chan ParkThe Statistics and Data Science Department of the Wharton School, University of Pennsylvania, Philadelphia, PA, USA.
Dylan S SmallThe Statistics and Data Science Department of the Wharton School, University of Pennsylvania, Philadelphia, PA, USA.
Fan LiDepartment of Biostatistics and Center for Methods in Implementation and Prevention Science, Yale School of Public Health, New Haven, CT, USA.

Funding

Emerging methods and applications for test-negative studies of of infectious disease interventionsR01AI148127 · NIAID · UNIVERSITY OF CALIFORNIA BERKELEY · PI JEWELL, NICHOLAS P · 2020 to 2023
$1.8M
Improving the design and statistical analysis of cluster-randomized trials on tropical infectious diseasesK99AI173395 · NIAID · UNIVERSITY OF PENNSYLVANIA · PI WANG, BINGKAI · 2023 to 2023
$94k
NIAID NIH HHS K99 AI173395NIAID NIH HHS R01 AI148127
6 · The paper itself

Abstract

Cluster-randomized experiments are increasingly used to evaluate interventions in routine practice conditions, and researchers often adopt model-based methods with covariate adjustment in the statistical analyses. However, the validity of model-based covariate adjustment remains unclear when the working models are misspecified, leading to ambiguity of estimands and risk of bias. In this article, we first adapt two model-based methods-generalized estimating equations and linear mixed models-with weighted g-computation to achieve robust inference for cluster-average and individual-average treatment effects. To further overcome the limitations of model-based covariate adjustment methods, we propose efficient estimators for each estimand that allow for flexible covariate adjustment and additionally address cluster size variation dependent on treatment assignment and other cluster characteristics. Such cluster size variations often occur post-randomization and, if ignored, can lead to bias of model-based estimators. For our proposed covariate-adjusted estimators, we prove that when the nuisance functions are consistently estimated by machine learning algorithms, the estimators are consistent, asymptotically normal, and efficient. When the nuisance functions are estimated via parametric working models, the estimators are triply-robust. Simulation studies and analyses of three real-world cluster-randomized experiments demonstrate that the proposed methods are superior to existing alternatives.

Indexed as

Causal inferenceCluster-randomized trialCovariate adjustmentEfficient influence functionEstimandsMachine learning

Identifiers

PMID39911293
PMCPMC11795269

What Socratic holds

Textmetadata
LicenceTDM
Read underepoch 390

Registered trials

None linked

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the Socratic graph.