Evidence map›Paper›PMID 41445641›Full record

ArticlemedRxiv : the preprint server for health sciences2025

Toward Trustworthy Chatbots: A Protocol for Red Teaming for Health Related Conversations.

Syed-Amad Hussain, Daniel I Jackson, Ashley Lewis, Eric Fosler-Lussier, Emre Sezgin

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In one paragraph

Article in medRxiv : the preprint server for health sciences, 2025. The graph could read no effect estimate from its abstract, so it casts no vote on the map. Not yet cited in PubMed.

0numbers the graph read from it
0cells of the map it votes in
0citing papers in PubMed
–field-weighted citation impact
1 · What the graph read from it

What it found

Each row is one number read from the abstract, on the scale the paper reported it, with its interval. Left of the dashed line favours the treatment, right favours the comparator. Under each row is the sentence it came from. New to these charts? A ten-minute tutorial.

The abstract states no effect estimate the extractor could read, or names no intervention and outcome on the map, so this paper lights no cell and moves no belief. It is still indexed, cited and linked below.

2 · The registry

The trial behind it

Trials whose registry record cites this paper, or whose number appears in the abstract. A trial that started after this paper was published is citing it as background, not reporting it.

Neither the registry nor the abstract names a trial number. If this is a trial report, that itself is worth knowing.

3 · Its place in the literature

Who cites it

0 citing papers in PubMed.

No citing paper in PubMed yet.

4 · The record

Corrections and comments

5 · Who and what money

Authors and funding

5 authors.

Syed-Amad HussainAbigail Wexner Research Institute at Nationwide Children's Hospital, Columbus OH.ORCID 0000-0002-7529-8644
Daniel I JacksonAbigail Wexner Research Institute at Nationwide Children's Hospital, Columbus OH.
Ashley LewisDepartment of Linguistics, The Ohio State University, Columbus OH.
Eric Fosler-LussierAbigail Wexner Research Institute at Nationwide Children's Hospital, Columbus OH.
Emre SezginAbigail Wexner Research Institute at Nationwide Children's Hospital, Columbus OH.ORCID 0000-0001-8798-9605

Funding

The OSU Center for Clinical and Translational Science: Advancing Today's Discoveries to Improve HealthUM1TR004548 · NCATS · OHIO STATE UNIVERSITY · PI CYNTHIA A GERHARDT, JULIE A. JOHNSON · 2023 to 2026
$22.0M
NCATS NIH HHS UM1 TR004548
6 · The paper itself

Abstract

Introduction: Health-related chatbots are increasingly used to mediate conversations that carry clinical significance and emotional weight. Retrieval-augmented generation (RAG) can reduce factual errors ("hallucinations"), but the risks remain, with additional challenges coming from chatbots acting against behavioral safety and scope rules. Red teaming, an adversarial testing process that deliberately probes systems for failures before deployment, offers a way to surface potential risks. We describe a task-informed red-teaming protocol for health-related and patient-facing chatbots.. Methods: Our protocol is composed of an error stratification, single and multi-turn attack evaluation, and a framework for mitigation techniques. We define an error framework that distinguishes Knowledge Adherence (KA: staying faithful to retrieved documents) from Behavioral Adherence (BA: following safety, tone, and scope instructions). Our single-turn attacks consist of seven attack vectors reflecting real-world pressures, including advice-seeking, user distress, and prompt injection. A subset of these vectors are evaluated in multi-turn attacks. We evaluate two mitigation strategies: (1) prompt augmentation, which adds explicit guardrails to the chatbot prompt, and (2) document augmentation, which adds a localized FAQ document to the retrieval corpus. Finally, we apply this protocol to a social care chatbot (specifically supporting Health-Related Social Needs (HRSN)), developed as an agentic workflow that queries a vetted HRSN resource index. The evaluation corpus comprises 140 single-turn probes and 20 multi-turn stress tests. We assess correctness and risk severity via human annotation. Results: Our error framework identified that the primary safety risk was a failure to follow behavioral rules, rather than a lack of factual knowledge. Furthermore, multi-turn stress tests revealed critical vulnerabilities that single-turn testing missed, directly informing our choice of targeted mitigations. In single-turn tests, the chatbot was factually robust, yielding 0/60 KA errors; however, it struggled with behavioral instructions, producing a 15% (12/80) BA error rate, with 21% (4/19) of those being high-severity. Notable vulnerabilities included advice_query (BA 30%, 6/20) and prompt_injection (BA 20%, 4/20). User_distress triggered the hallucination of unverified contact details in 20% (4/20) of cases. In multi-turn stress tests, error rates rose sharply under conversational persistence: advice_query BA errors reached 50% (5/10) and user_distress reached 40% (4/10), accounting for all high-severity errors (4/4). Prompt augmentation reduced total errors across these vectors by 60% (15/60→6/60). Document augmentation eliminated all single-turn user_distress errors (to 0/20) and reduced advice_query errors (7/20→4/20). When combined in multi-turn tests, these mitigations eliminated high-severity errors entirely, reducing BA errors to 20% (advice_query) and 30% (user_distress) by forcing the chatbot into "safe failure" loops. Conclusion: We demonstrate that a protocol combining single-turn breadth, multi-turn depth, and layered mitigations materially improves chatbot safety and offers a practical template for patient-facing chatbots. Future work should expand on this protocol with chatbots in more diverse clinical domains, and with a larger panel of evaluators.

Identifiers

PMID41445641
PMCPMC12723766

What Socratic holds

Textmetadata
LicenceCC BY-NC-ND
Read underepoch 390

Registered trials

None linked

Read under generation 80e0d062 · epoch 390. Bibliography from PubMed, PubMed Central and OpenAlex; grants from NIH RePORTER; trial links from ClinicalTrials.gov; estimates, votes and beliefs from the Socratic graph.